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Administrative proceeding
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381	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No[removed]February 6, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-06 13:53:41 United States securities law Financial services 76th United States Congress Investment Advisers Act U.S. Securities and Exchange Commission Securities fraud Securities Act Financial adviser Collective investment scheme Financial economics Investment Finance
382	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release No. 9712 \ January 27, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-27 11:00:12 73rd United States Congress Finance Financial regulation New Deal Securities Act Securities Exchange Act SEC filings Securities and Exchange Commission Regulation D United States Securities and Exchange Commission United States securities law Financial economics
383	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No[removed]February 4, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-04 09:31:21 Finance Government Investment Financial regulation Financial adviser U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Securities and Exchange Commission 76th United States Congress Financial economics Investment Advisers Act
384	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No[removed]February 4, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-02-04 09:36:30 Finance Financial regulation Investment Financial adviser Business U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Securities regulation in the United States Registered Investment Advisor Financial economics 76th United States Congress Investment Advisers Act
385	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No[removed]February 4, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-04 17:45:21 Finance United States Securities and Exchange Commission 76th United States Congress 73rd United States Congress Investment Registered Investment Advisor U.S. Securities and Exchange Commission Investment Advisers Act Securities and Exchange Commission United States securities law Financial economics Financial regulation
386	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]January 26, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-01-26 17:14:47 Financial services Securities Hedge fund Securities Exchange Act Securities fraud U.S. Securities and Exchange Commission Financial economics Finance Investment
387	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 6, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-06 16:25:54 Corporate crime U.S. Securities and Exchange Commission
388	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No[removed]February 4, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-04 09:34:26 Investment Advisers Act Business Financial regulation Investment Registered Investment Advisor Financial adviser Investment Advisor U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Finance Financial economics 76th United States Congress
389	Colloquium of the Association of the Councils of State and the Supreme Administrative Jurisdictions of the European Union: Add to Reading List Source URL: www.aca-europe.eu Language: English - Date: 2008-08-18 04:03:16 Administrative law Appeal Court of Cassation Administrative proceeding Appeal procedure before the European Patent Office Limitation and revocation procedures before the European Patent Office Law Court systems European Patent Organisation
390	INITIAL DECISION RELEASE NO. 710 ADMINISTRATIVE PROCEEDING File No[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-26 14:29:56 SEC filings Financial regulation Government Securities Exchange Act Securities regulation in the United States Securities and Exchange Commission Securities Act SEC Rule 10b-5 United States United States securities law 73rd United States Congress United States Securities and Exchange Commission

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